Governance & Controls
We strive to have best practice operating systems and procedures when accepting, investing, managing and reporting back to clients, including:
- We are licensed by the FMA to provide both Managed Investment Schemes and Discretionary Investment Management Services
- We use the government owned Public Trust as our independent supervisor.
- Clients' investments are priced daily by MMC an independent party.
- Public Trust are custodians for the Castle Point Ranger Fund and Castle Point 5 Oceans Fund.
- MMC are custodians for the Castle Point Trans-Tasman Fund.
- All funds are independently audited by Deloitte.
- All funds undergo a daily check by our operations team to ensure funds are within mandate,
- We have senior compliance expertise at Board level.
- Our Investment Committee meets quarterly and provides an additional layer of oversight on the portfolios.
- We have a client advisory panel to ensure the investment team remains true to the investment philosophy.